Client Information

We are pleased to provide you with a guide to completing the ‘Client Profile’ and ‘Approach to Investment' documents onscreen.  As you will be aware, changes to the regulatory environment require us to hold comprehensive and up-to-date information on our financial planning and investment clients. The information that you provide in these documents will help us to ensure that we are providing the very best and most appropriate advice for your individual circumstances. 

1) To download the documents, right-click on the links on the right for either the ‘Client Profile’ or ‘Approach to Investment’ documents.

2) Select ‘Save target as’ to save the documents before you begin to complete them. (Once you have saved the documents, you can return to complete them over time if you do not have time to do so in one session.)

3) Once you have opened either of the documents, you can fill in any of the boxes with text or figures, or click on the smaller boxes to check or uncheck them as necessary.

4) When you have completed the documents, please print them off, sign and return them in the reply paid envelope enclosed with your letter.

We very much appreciate your co-operation in providing this information in order for us to comply with regulations and assist us in providing the optimum service to you.